Picture of Bruce Upham

    Bruce Upham


    Check the background of this investment professional on FINRA's BrokerCheck

    About Bruce

    Bruce joined the Asset Strategies Group of Austin in February 2009. His focus is on investments and long term care. As a Financial Planner he can offer securities and investment advisory services including fee based planning through MML Investors Services, LLC. He also has access to insurance products offered thru Massachusetts Mutual Life Insurance Company (MassMutual) and other fine companies.

    In his second decade as a Financial Advisor, Mr. Upham has a long history of working with public and private educators at the University to Elementary levels. He enjoys working with individuals, families, and business owners to help them define and reach their financial goals.

    In 2010 and 2012 Bruce qualified for the Million Dollar Roundtable. In 2010, he was recognized by MassMutual at their Leaders Conference for his work in 2009. In 2007 and 2008 he qualified for VALIC’s President Cabinet. In 2002, 2003, 2004, and 2005 he received the VALIC Gold Star award from VALIC for work with his clients.

    Bruce and his wife Tracie are enjoying raising their three sons in the hill country. Bruce is also active in his community and church, in addition to serving his fourth term as Mayor of the Village of Bear Creek.

    FINRA Registrations (approved for TX, NE and NM)

    Education
    2013 – Five Star Wealth Manager Award (Texas Monthly)
    2012 – Five Star Wealth Manager Award (Texas Monthly – Sept.)
    2009 – Texas Long Term Care Partnership Certification
    2001 – Series 66 Securities Registration
    2001 – Series 7 Securities Registration
    1999 – Series 63 Securities Registration
    1998 – Series 6 Securities Registration
    1998 – General Insurance Registration
    1979 – Texas A&M University, Bachelor of Business Administration

    Area(s) of Focus

    • Insurance Strategies
    • Investment Strategies

    Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services, MSI Financial Services, Inc., or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.

    Bruce Upham is a registered representative of and offers securities, investment advisory, and financial planning services through MML Investors Services, LLC, Member SIPC, 6010 82nd Street, Suite 100, Lubbock, TX 79424, Tel: (806) 795-9393

    MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.


    I am licensed to sell Insurance Products in the following jurisdictions:
    Nebraska, New Mexico, Texas, California, Mississippi

    I am licensed to sell Securities Products in the following jurisdictions:
    Nebraska, New Mexico, Texas, California

    Bruce Upham , Austin, TX, CA Insurance Lic.# 0I94350

    You Have a Vision
    for Your Future.

    Our Financial Professionals can help you turn it into reality. Discover the benefits of working with us, and find out how we can help.

    Still not sure what you need?

    Select a Goal and We'll Help You Get There

    Close