Bruce joined the Asset Strategies Group of Austin in February 2009. His focus is on investments and long term care. As a Financial Planner he can offer securities and investment advisory services including fee based planning through MML Investors Services, LLC. He also has access to insurance products offered thru Massachusetts Mutual Life Insurance Company (MassMutual) and other fine companies.
In his second decade as a Financial Advisor, Mr. Upham has a long history of working with public and private educators at the University to Elementary levels. He enjoys working with individuals, families, and business owners to help them define and reach their financial goals.
In 2010 and 2012 Bruce qualified for the Million Dollar Roundtable. In 2010, he was recognized by MassMutual at their Leaders Conference for his work in 2009. In 2007 and 2008 he qualified for VALIC’s President Cabinet. In 2002, 2003, 2004, and 2005 he received the VALIC Gold Star award from VALIC for work with his clients.
Bruce and his wife Tracie are enjoying raising their three sons in the hill country. Bruce is also active in his community and church, in addition to serving his fourth term as Mayor of the Village of Bear Creek.
FINRA Registrations (approved for TX, NE and NM)
2013 – Five Star Wealth Manager Award (Texas Monthly)
2012 – Five Star Wealth Manager Award (Texas Monthly – Sept.)
2009 – Texas Long Term Care Partnership Certification
2001 – Series 66 Securities Registration
2001 – Series 7 Securities Registration
1999 – Series 63 Securities Registration
1998 – Series 6 Securities Registration
1998 – General Insurance Registration
1979 – Texas A&M University, Bachelor of Business Administration
Area(s) of Focus
- Insurance Strategies
- Investment Strategies