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    Richard Roman


    Check the background of this investment professional on FINRA's BrokerCheck

    About Richard

    Preparing for that next step in life isn’t always easy. My combination of experience, professionalism and access to a wide variety of products and services can help you meet your financial goals, estate strategies and insurance needs. Whether your goals include preparing for milestone life events like retirement or college, or whether you’re simply looking for life, disability income or long-term care insurance protection, I promise you a new level of attention, insight and capability. Contact me to discuss your financial future.

    Professional Background:

    • Bachelor of Science Degree (Psychology), Brigham Young University - 1966
    • Full time life underwriter with MassMutual Financial Group since 1970
    • Qualifying and Life Member of the Million Dollar Round Table (MDRT)
    • Awarded MassMutual’s Exceptional Level of In-force (ELIF) Designation
    • Qualifying Member of the MassMutual Blue Chip Council
    • Life and Qualifying Member of the MassMutual Leaders’ Round Table
    • Six-time Advisor of the Year with the MassMutual San Francisco Bay Area Agency
    • Member of the National Association of Insurance and Financial Advisors – Marin (NAIFA) and former Board of Directors Officer

    My wife and I reside in San Rafael, California and have four adult children and six grandchildren. I enjoy running and golf and am an active member of the Marin Country Club, San Rafael Rotary Club and the Marin County YMCA.

    Area(s) of Focus

    • Insurance Strategies
    • Investment Strategies

    Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.

    Richard Roman CLU®, LUTCF®, CLTC® is a registered representative of and offers securities through MML Investors Services, LLC, Member SIPC, 3003 Oak Road, Suite 250, Walnut Creek, CA 94597-4541, Tel: (925) 979-2300

    MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.

    I am licensed to sell Insurance Products in the following jurisdictions:
    Florida, Pennsylvania, California

    I am licensed to sell Securities Products in the following jurisdictions:
    California, Pennsylvania

    Richard Roman CLU®, LUTCF®, CLTC®, Novato, CA, CA Insurance Lic.# 0399218

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