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    James D. Gaunt

    AAMS®


    Check the background of this investment professional on FINRA's BrokerCheck

    About James

    BUSINESS PHILOSOPHY

    Hope is not a plan. I have the experience to help individuals and institutions move from financial hopes towards the evolution of practical and accountable financial strategies. Asset protection, measured growth and helping you develop tax efficient strategies are the tenets of my practice.

    PRODUCTS AND SERVICES

    • Charitable Giving Strategies
    • Disability Income Insurance
    • Estate Conservation Strategies
    • Education Funding Strategies
    • IRA Consolidation/Rollovers
    • Pension Payout Alternatives (Annuities)
    • Mutual Funds
    • Asset Management
    • Equity Management
    • Portfolio Construction
    • Legacy Strategies
    • Generational Wealth Education
    • Cash Flow Projection
    • Life Insurance

    QUALIFICATIONS

    • Hold designation of Accredited Asset Management Specialist ® (AAMS)
    • Licensed to sell Life & Health Insurance in OH and SC
    • Registered to offer securities products in FL, IN, KY, OH and SC
    • MetLife Leaders Conference Qualifier
    • 4 time Five Star Award® recipient for Investments, Cincinnati Magazine*

     

    PERSONAL

    • Lifetime resident of Cincinnati, Ohio
    • Family: Wife, Karen. Children: Gwyneth, Grace, and James
    • Hobbies: Automotive Enthusiast, Golf, Equestrian Sports, Music, Theatre and Theme Parks.

     

    ORGANIZATIONS

    • Northern Kentucky University – Haile Business School, Student Endowment Fund – Board of Directors, 2013-present
    • University Club of Cincinnati Speaker Series Chair 2014
    • Beta Theta Pi Fraternity
    • MLCC – Director of Development - 2010
    • St. Rita School for the Deaf - Board of Governors 2002-2008
    • Catholic Residential Services – Vice President, Board Member, 2002-2005
    • Evendale Business Association – Treasurer, 1999-2000

    Area(s) of Focus

    • Business Owners
    • Insurance Strategies
    • Investment Strategies

    Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services, MSI Financial Services, Inc., or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.

    James D. Gaunt AAMS® is a registered representative of and offers securities and investment advisory services through MSI Financial Services, Inc., Member SIPC, 5600 Blazer Parkway, Suite 100, Dublin, OH 43017, Tel: (614) 792-1463

    MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.


    I am licensed to sell Insurance Products in the following jurisdictions:
    Ohio, South Carolina

    I am licensed to sell Securities Products in the following jurisdictions:
    Florida, Indiana, Kentucky, Ohio, South Carolina

    James D. Gaunt AAMS®, Cincinnati, OH

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