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    Richard Carroll

    CFBS


    Check the background of this investment professional on FINRA's BrokerCheck

    About Richard

    Rick is a Financial Services Representative with Swarthmore Financial Services. Rick’s broad knowledge of insurance and investment products gives his clients the confidence they need when working with a financial services representative. Rick is a graduate from Wilmington University and holds the Chartered Family Business Specialist (CFBS) designation. He is a member of National Association of Insurance & Financial Advisors (NAIFA) and several Chamber of Commerce organizations: Cecil County, MD; Lewes, DE; and Rehoboth/Dewey, DE.

    In his free time, Rick enjoys spending time with his family, playing golf and traveling.

    Area(s) of Focus

    • Insurance Strategies
    • Investment Strategies

    Offices operating under an alternative marketing name may offer products, services, or guidance outside of their relationship with MassMutual, MML Investors Services, MSI Financial Services, Inc., or their affiliated companies. Any such offices are not subsidiaries or affiliates of MassMutual or its affiliated companies.

    Richard Carroll CFBS is a registered representative of and offers securities through MML Investors Services, LLC, Member SIPC, 2 Bala Plaza, Suite 901, Bala Cynwyd, PA 19004, Tel: (610) 766-3000

    MassMutual Financial Group is a marketing name for Massachusetts Mutual Life Insurance Company (MassMutual) and its affiliated companies and sales representatives. Local sales agencies are not subsidiaries of MassMutual or its affiliated companies. Agency officers are not officers of MassMutual.


    I am licensed to sell Insurance Products in the following jurisdictions:
    Delaware, Maryland, New Jersey, New York, North Carolina, Pennsylvania, Virginia

    I am licensed to sell Securities Products in the following jurisdictions:
    Delaware, Florida, Maryland, New Jersey, North Carolina, Pennsylvania

    Richard Carroll CFBS, New Castle, DE

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